ISDS Reform

 

This project examines the evolution of the investment
treaty system through the UNCITRAL reform process.

 

 Our project

As a web made up of more than 3,000 treaties and multiple institutions, and the subject of considerable controversy, the investment treaty system provides an ideal case study for examining the way actors (re)design and manage complex, contested, and evolving governance systems.

In 2017, the United Nations Commission on International Trade Law (UNCITRAL) gave one of its working groups a mandate to investigate reform of investor-state dispute settlement (ISDS). We have observed the UNCITRAL process since its inception, attending each negotiating session and publishing an ongoing blog series on EJIL: Talk! analyzing the process.

Our research project has also evolved over the six years that we have followed the process. We are now writing a series of articles in which the UNCITRAL process and ISDS reforms form a case study—an empirical terrain—for exploring broader themes about the emergence and evolution of global governance.

We have received support for this project at different times from the Australian Department of Foreign Affairs and Trade, an ANU Futures Award, the Norwegian Research Council’s FRIPRO scheme, and PluriCourts, University of Oslo. Susan McLean has provided invaluable research assistance for us.

Our approach

We aim to generate fresh perspectives on this controversial system.

Our interdisciplinary project combines insights from Anthea’s training as an international lawyer and Taylor’s training as a political scientist.

The project draws on, among other things:

  •  para-ethnographic approaches of observation, co-creation and sensemaking,

  • theories from complexity science, and

  •  theories from international relations.

  • Many of our ideas have been tested and revised in light of dialogue with UNCITRAL participants. In addition to listening to the negotiations and collecting documents, we converse with a wide range of negotiators and other actors in the room, including representatives of civil society, international organizations, and private-sector groups. We have supplemented these informal interactions with formal interviews throughout the proceedings, though all material from unofficial discussions is unattributed given the ongoing nature of the process.

    These modes of information gathering and exchange fall within the broad tradition of ethnographic methods, which are characterized by sustained observation of a particular site with access to, and repeated interactions with, key actors. Our process is abductive and iterative, and like other scholars who have drawn on close observation for theory building, we aim at conveying how actors perceive their world and act within it by generating new framings.

    Our approach builds on the research of Susan Block-Lieb and Terence Halliday, who studied UNCITRAL as ‘participant- observer insiders’ and used their close observations to produce general theoretical insights about international organizations as lawmakers.

    Similarly, Gregory Shaffer describes his approach to studying trade law as ‘para-ethnographic methods’ because the participants are often themselves engaged in quasi-social scientific studies of the same processes to understand and respond to them; engagement is built around a shared goal of making sense of development. Proximity is both a strength and weakness of the method: we adopt a deliberately empathetic posture toward officials, trying to understand how they view the world and what motivates and constrains them.

Connect with us

 

Anthea Roberts

Email: Anthea.Roberts@anu.edu.au

Mailing address:
School of Regulation and Global Governance (RegNet)
The Australian National University
Canberra ACT 2600, Australia

 

Taylor St John

Email:
T.St.John@jus.uio.no

Mailing address:
PluriCourts, University of Oslo
Postboks 6706
St. Olavs Plass
0130 Oslo, Norway

 

New Team Members

Isabella Cuervo-Lorens

Isabella is a graduate student at the Department of Politics and International Relations (DPIR), University of Oxford. She first began working with UNCITRAL data as an undergraduate research assistant in 2020. Having also contributed to the LEGINVEST and COPIID projects at PluriCourts, she now independently researches ISDS and UNCITRAL WGIII at Oxford through comparative political economy and business politics lenses.

Tarald Gulseth Berge

Tarald is an Associate Professor in Political Science at the University of South-Eastern Norway and an associated researcher at PluriCourts, University of Oslo, where he completed his PhD. He works on a wide range of topics related to the international political economy of trade and investment and has published papers on international economic negotiations, interactions between states and international organisations on domestic legislative issues, and on investor-state dispute settlement. He has followed the UNCITRAL negotiations since 2017, both as an academic and also, for a brief period, as state representative for Norway.